Morgan Stanley Dean Witter, like most brokerage firms has a binding arbitration clause that obligates clients to arbitrate claims instead of pursuing litigation in the court system. This means if you wish to sue the firm for investment losses, it must be done through the Financial Industry Regulatory Authority (FINRA) arbitration forum. We take cases on a contingency fee basis, which means we only make money if you recover yours.
If you or someone you know lost money because of Morgan Stanley, please contact our law firm in Chicago, Illinois at312-332-4200 for a free consultation with one of our attorneys to find out how to bring a claim against the firm. There is no obligation with your call. Attorneys are standing by.
Morgan Stanley has an extensive history of complaints, lawsuits and arbitration claims with FINRA. For example, according to its CRD, it has 126 total disclosures. The arbitration actions have alleged and included unsuitable investment recommendations by brokers, fraud, breach of fiduciary duty, selling away, negligence, theft, churning and other causes of action.
Morgan Stanley is based in Purchase, New York (2000 Westchester Ave. Purchase, New York 10577). It is an investment advisory firm regulated by FINRA. The firm engages in business through its subsidiaries, providing financial planning, products and services, including wealth management, asset management, insurance, annuities and estate planning. Its CRD number is 149777.
National Securities Attorneys
The Stoltmann Law Offices exclusively represents investors from across the country in securities litigation and FINRA arbitration actions. Our attorneys have handled approximately one thousand investment securities fraud cases and related court cases. Our Chicago based law firm exclusively focuses on FINRA securities arbitration claims and individual lawsuits against financial institutions, financial advisors, mutual fund firms and insurance companies throughout the United States. Stoltmann Law Offices securities arbitration lawsuits concentrate on brokerage firms, mutual fund companies and registered investment advisors engaging in unlawful investment conduct.
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